APPLICATIONS AND FORMS

• Insurance Company Licenses
• Acquisition of Company
• Addition of Class of Business
• Affidavit of Lost or Misplaced Certificate of Authority
• Company Conversion
• Company Merger
• Name Change
• Service of Process
• Statutory Address Change

STATEMENT FILINGS AND PREMIUM TAX FORMS

• Procedures for Filing Surplus Lines Affidavits and Premium Taxes
• Surplus Lines Premium Tax Form
• Surplus Lines Affidavit for Placing Business

SURPLUS LINES SPECIFIC INFORMATION

• Alien Surplus Lines Approval Requirements
• Alien Surplus Lines Renewal Information
• Foreign Surplus Lines Approval Requirements
• Foreign Surplus Lines Renewal Information
• List of Surplus Lines Insurers

COMPANY EXAMINATIONS

• Current Company Examination Reports 2005+
• Company Examination Reports Archive 2001-2004

REGULATORY ACTIONS AND APPEALS

• Disciplinary Agent Actions
• Company Actions and Rating Appeals

SPEED TO MARKET INFORMATION

• Speed to Market Requirement Checklist

Financial Affairs Section - Mark Jaquish - Director

Horace Gaddis, Chief Examiner (615)741-6796 This section regulates the examination of the life, property and casualty, and title companies, captives, heath maintenance organizations, governmental entity pools, and risk retention groups. The duties and responsibilities of this section encompass reviewing financial statements, receiving required reports and premium taxes, and detailed examinations including financial status, market conduct activities, and compliance with insurance laws, rules, and regulations.

Bob Ribe, Chief Analyst (615) 741-1633 This section monitors the financial statements and other statements filed with the Insurance Division for financial solvency and compliance with Tennessee statutes, rules and regulations. This section is also responsible for company admission, premium taxes and mergers and acquisitions.

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